member jurisdictions, which emphasizes the independence from the accounting profession of regulatory body. The Principle was aimed at providing a guideline for IOSCO members to implement their supervisory

Regulations SHARE : Detail Content ​​​​​​ Enforcement​ ​ The SEC is a regulatory body that carries a mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and

 means any legal entity obtaining the license to undertake securities business which is not: (1) any legal entity supervised by any other governmental agencies before obtaining securities business license

named in a complaint by the SEC or financial institutions regulatory body or subject to any  legal proceedings following such criminal complaint or having been sentenced to imprisonment by the  court's

following parties (if any);   - ​​the audit oversight authority   - professional body   - ​network firm   - firm's internal monitoring     Signature of the applicant to certify true copy is required

  - professional body   - ​network firm   - firm's internal monitoring     Signature of the applicant to certify true copy is required.​ ​ Photocopy of evidence of your audit firm's registration with corporate