authorised and supervised by the home regulator that is a signatory, and established for offering for sale under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's
Notification shall come into force as from 16 June 2021. Clause 2 In this Notification: “collective investment schemes” means foreign collective investment schemes authorised and supervised by the home regulator
from the day the testing is completed. Clause 25 In cases where there is a change to a computer system relating to trading services with respect to derivatives to the extent that it affects the business
information related to provision of services as a derivatives clearing house sufficiently to the extent that members or their clients, or any involved persons understand risks from use of the services, and
provision of services as a securities clearing house or central securities depository to the extent that members or their clients, or any involved persons understand risks from use of the services, and shall
supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the aforesaid provision
กระทรวงพาณิชย์ ตัวชี้วัดดังกล่าวประเมินประสิทธิภาพของกฎหมายที่เกี่ยวกับ การให้ความคุ้มครองผู้ลงทุนเสียงข้างน้อย โดยแบ่งการประเมินออกเป็น 2 หัวข้อ ได้แก่ Extent of conflict of interest regulation index (การ
, we advance two competing hypotheses about the implications of board gender diversity on corporate culture. First, to the extent that board gender diversity improves board monitoring, it should mitigate
Covered Management Company delegates the investment management function of the Hong Kong Covered Fund under its management is subject to SFC’s prior approval. 6 To the extent there are requirements on
understanding of their roles and building their readiness for discharging duties more efficiently and effectively. Additionally, the SEC reviewed the accuracy of financial reports of listed companies, supervised