Committee Order No. 23/2022 Dated 21/12/2022 procedures for trading digital assets (trading rules) approved by the SEC. Also, the suspension did not comply with the standards as a professional required to
derivatives on the exchange and OTC - a bar from serving as a director or executive in an issuer or a securities/derivatives business operator Disapprove to enforce civil sanctions Factors considered in the
02/12/2015 Circuit Electronic Industries Public Company Limited Circuit Electronic Industries Public Company Limited (“CIRKIT”) (now known as Venture Incorporation Public Company Limited (“VI”)), a
Committee Order No. 80/2015 Dated 02/12/2015 Circuit Electronic Industries Public Company Limited Circuit Electronic Industries Public Company Limited (“CIRKIT”) (now known as Venture Incorporation Public
SEC is empowered to take any of the following actions, as the case maybe: (1) Administrative Actions, (2) Criminal Actions, and (3) Civil Sanctions A flowchart of Procedure for Investigation and
Asset Management Public Company Limited as a fund management company failed to manage Krung Thai CLMVT Equity Fund (KT-CLMVT) strictly in http://market.sec.or.th/public/idisc/en/Enforce Settlement
Committee Order No. 3/2022 Dated 28/04/2022 Upbit Exchange (Thailand) Company Limited Upbit Exchange (Thailand) Company Limited (“Upbit”), a digital asset exchange and a digital asset broker, prepared and
://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 25/2020 Dated 02/09/2020 Krungthai Asset Management Public Company Limited Krungthai Asset Management Public Company Limited as a fund