for public offerings. Also a concern at the initial stage of development was the overlapped market supervision under the authority of multiple agencies as seen in the following areas: Securities
transfers capital between businesses that need funding both in the public and private sectors with the saving parties who want to invest. This has effectively increased a diversity of alternatives in fund
/derivatives Statement report Confirmation note Transfer form Other documents such as a copy of share certificate, subscription form, etc. ● Contact evidence such as email and chat messages with the
: https://www.iosco.org/about/?subsection=display_committee&cmtid=6 • IOSCO Board Member In addition to playing an active role as an IOSCO member, the SEC was elected as a member of the Board of
expert in the fields of law, accounting and finance, separately; Secretary-General as commissioner and secretary. Chairman, expert commissioners and secretary-general each hold office for a four-year term
you are a client of a securities or derivatives intermediary who, as a disputant, agrees to be bound by the arbitrator’s decision, a dispute may be settled through arbitration. 2 Listed company means a
, particularly those influencing stakeholders' trust and confidence towards the Thai capital market. As well, the SEC is dedicated to striking a balance between market regulation and development to ensure that
Sector Assessment Program by IMF and World Bank SHARE : Detail Content The Financial Sector Assessment Program (FSAP), established in 1999, is a comprehensive and in-depth assessment of a country's
Governance As an agency with missions for promoting, developing and supervising the capital market, the SEC strives to ensure transparency and credibility of our own operation as well as fairness to all