Microsoft Word - hearing-as of 4-06-09_website_.doc สรุปผลการรับฟังความคิดเห็นเรืองการปรับปรุงเกณฑ์การขอความเห็นชอบผู้ตดิต่อกับผู้ลงทุนด้านหลกัทรัพย์และสัญญาซื)อขายล่วงหน้า จากการรับฟังความคิดเห็นจาก
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supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the aforesaid provision
Notification shall come into force as from 16 June 2021. Clause 2 In this Notification: “collective investment schemes” means foreign collective investment schemes authorised and supervised by the home regulator
People’s Republic of China and Thailand ______________ By virtue of Paragraph 2(1) of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No.4
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, paid-up capital, expiration term (if applicable), REIT Manager, and Trustee; - fact sheet regarding main asset as of financial year-end date, type of investment, investment price, method of procuring
Board hereby issues the following regulations: Clause 1 This Notification shall come into force as from 1 July 2017. Chapter 1 General Provisions Part 1 Objectives of the Supervision of Derivatives
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the background and nature of the businesses operated by the Company or the group of companies which comprises the Company, its subsidiaries and associates being operated or to be operated, as the case