supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the aforesaid provision
operation; (7) Every delegatees that have been delegated by the management company to operate on its behalf should be supervised except for juristic persons holding a license to undertake securities business
the required margin and the daily actual loss at least once a day and an analysis on shifts in factors affecting the margin value at least on a quarterly basis; (5) conduct of appropriate validity
(Credit risk) โดยก าหนดรูปแบบและวิธีการท่ีใชว้ดัค่าความเส่ียง ท่ีเหมาะสม ซ่ึงควรมีการทดสอบ Model validity อยา่งสม ่าเสมอ รวมทั้งการก าหนดค่าความเส่ียงท่ีกองทุน จะสามารถรับได ้และการก าหนดการกระจุกตวัของผู
natural language model, can learn the context-specific meanings of words and phrases, according to Li, Mai, Shen, and Yan (2021). Using this model, they propose an innovative semi-supervised machine
authorised and supervised by the home regulator that is a signatory, and established for offering for sale under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's
Jurisdiction which is related to any Licensed Firm in the Home Jurisdiction; and (iii) may change his attachment from One Licensed Firm to another Licensed Firm(s) in the Host Jurisdiction during the validity
amount (CBM/Day) Maximum purchase amount (CMB/Day) Price VAT included (Baht/CBM) Year 1-3 12,000 15,600 9.90 throughout contract validity Year 4-7 13,200 17,160 Year 8-10 14,400 18,720 Contract term of 10
and data within an application and are, therefore, specific to each application. • To ensure the accuracy, integrity, reliability and confidentiality of the records and the validity of the entries made
the haircut shall be tested on a regular basis and the validity of the haircut calculation method shall be reviewed at least once a year; (8) determination of methods for identification and reduction of