of Thailand issued regulations and supervised business operation of securities companies. The Stock Exchange of Thailand oversaw members’ operation pursuant to the rules drafted by the Bank of Thailand
Rule Making Process SHARE : Detail Content 1. Assess the importance of matters 2. Study international supervisory measures and standards 3. Conduct regulatory impact assessment: Analyze the
invest Investors SHARE : Detail Content Rights before a decision to invest Before deciding to invest, the investors are entitled to receive information, so that they can study, analyze and decide
Independent Audit Inspection Activities Report for the 1st Cycle 1 October 2010 - 31 December 2012 Independent Audit Inspection Activities Report 1 October 2010 - 31 December 2011 The results of a study of
means any legal entity obtaining the license to undertake securities business which is not: (1) any legal entity supervised by any other governmental agencies before obtaining securities business license
propose agenda prior to shareholders’ meetings. To exercise shareholders’ rights efficiently, shareholders/investors should study listed company’s profile and information, study shareholders handbook and
Leadership Challenges, National Graduate Institute for Policy Study, Tokyo, Japan หลักสูตรผู้บริหารงานด้านกฎหมายภาครัฐระดับสูง รุ่นที่ 1 สำนักงานคณะกรรมการกฤษฎีกา หลักสูตรนักบริหารการงบประมาณระดับสูง รุ่นที่ 1
internal function and operation. Going forward - The SEC is under consideration to implement recommendations from FSAP review as well as to study the changes in the capital market landscape and how the role