forth by the SEC Board and supervise compliance and enforcement of the securities laws. The SEC Office is headed by Secretary-General who is appointed by the Cabinet upon the Minister of Finance’s
Documents of Eveidence 1 ● Unauthorized use of a trading account by investment consultant ● Damage caused by inappropriate advice or incomplete information given by investment consultant/unit seller. ● Full
, supervise the capital market, for example, fund mobilization, products and services, related business operators, unfair securities trading activities in the capital market. The SEC revenue comprises fee
disclosure Indicator Applicable Law 2020 score 1 Whose decision is sufficient to approve the Buyer-Seller transaction ? Ans. Shareholders excluding interested parties - พ.ร.บ. บริษัทมหาชนฯ มาตรา 101 - พ.ร.บ