can better diversify the investment risks, and receive professional services in monitoring and managing the investments. Establishment of Mutual Funds Cross-boder Offering of Funds Offering for Sale
effort towards encouraging and supporting Thailand Federation of Accounting Professions in prescribing accounting professional standards to be in line with the international, both the development of
can better diversify the investment risks, and receive professional services in monitoring and managing the investments. Establishment of Mutual Funds Cross-boder Offering of Funds Offering for Sale
regarding unfair securities trading activities. (7) not having the following prohibited behaviors; lack of professional ethics or violation of or non-compliance with the regulations
Regulations SHARE : Detail Content Enforcement The SEC is a regulatory body that carries a mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and
profile in the form as publicized in the SEC's website . Signature of the applicant is required Certification of auditor's professional qualification in the form as publicized in the SEC's website
. Signature of the applicant is required. Certification of auditor's professional qualification in the form as publicized in the SEC's website . Signature of the applicant is required. Certification of
• Derivative Act о Investment Analysts / Consultants • ASEAN Investment Analyst / ASEAN Investment Consultant - Handbook on ACMF Pass under ASEAN Capital Market Professional Mobility Framework
auditor supervision as the auditor's role of independent professional is fundamental to investor confidence in publicly disclosed corporate financial information. The Securities and Exchange Act of 1992
supervise financial business or has been barred from serving as executive or being major shareholder of regulated legal entity; (12) has been revoked the business undertaking by the Thai or foreign