o rganization structure The SEC Office’s primary role is to implement the resolutions and policies set forth by the SEC Board and supervise compliance and enforcement of the securities laws. The
established by the virtue of the Securities and Exchange Act BE 2535. Our main duties are to promote, develop, supervise the capital market, for example, fund mobilization, products and services, related
o rganization structure The SEC Office’s primary role is to implement the resolutions and policies set forth by the SEC Board and supervise compliance and enforcement of the securities laws. The
work system 3. Filing the original documents: 3.1 Download an application form for approval of wealth advisors from the SEC's website. Make corrections in the form as advised by the SEC after the
work system 3. Filing the original documents: 3.1 Download an application form for approval of wealth advisors from the SEC's website. Make corrections in the form as advised by the SEC after the
from the fund under the following conditions: 4.1 The mutual fund is converted upon the expiration of the original scheme; 4.2 The unitholders received the investment capital and the returns upon
from the fund under the following conditions: 4.1 The mutual fund is converted upon the expiration of the original scheme; 4.2 The unitholders received the investment capital and the returns upon
entities in the capital market, and is one of the most crucial factors to enhance investor confidence in the Thai capital market. Thus, the SEC has always put its best effort to supervise and improve quality
mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and integrity. The SEC also oversees regulatory compliance and enforces the governing laws to ensure
supervise financial business or has been barred from serving as executive or being major shareholder of regulated legal entity; (12) has been revoked the business undertaking by the Thai or foreign