DERIVATIVES ACT DERIVATIVES ACT B.E. 2546 (2003) SECTION 9. The SEC shall have the power and duty to formulate policies, to promote and develop, as well as to supervise, matters concerning
higher number of years, it would suggest the likelihood that the audit team members had gone through a variety of audit engagements and manifested more competencies as well as more professional skepticism
historical returns Maximum Withdrawal rate for a 30 year period, with the starting point varying by year The idea of “safe” was measured by the likelihood that you would still have money left after 30 years
Section 14 Securities and Exchange Act B.E. 2535 Section 14. The SEC shall have the power and duty to formulate policies to promote and develop, as well as to supervise, matters concerning securities
conduct; (6) competent staff readiness An intermediary shall provide the competent personnel with the suitable amount for the business operation, and shall supervise its personnel to perform duties in
readiness An intermediary shall provide the competent personnel with the suitable amount for the business operation, and shall supervise its personnel to perform duties in accordance with laws, regulations
ประเมินโอกาสเกิดเหตุการณค์วามเสีย่ง กำหนดระดับโอกาสเกิดเหตุการณ์ความเสี่ยง (likelihood) โดยพิจารณาจากลักษณะของธุรกิจ ดังตารางต่อไปนี้ ทั้งนี้ หากผู้ประกอบธุรกิจมีการดำเนินธุรกิจมากกว่า 1 ประเภท ให้ใช้
stakeholders in the ecosystem of financial reporting preparation in order for them to discharge their duties more efficiently and effectively. Meanwhile, the SEC will continue on the core mission to supervise
security as well as supervise, monitor and examine compliance with such policies, measures, and operating systems, and review the suitability thereof regularly; In the interest of meeting the aforesaid
is a tool to enhance critical strategic thinking by challenging “business-as-usual” assumptions, and to explore alternatives based on their relative impact and likelihood of occurrence. Scenarios are