Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due
revision process. The final Draft Act will be submitted according to the National Legislative Council's procedure in due course.?In addition to the legislation, the SEC is simultaneously working to remove
SEC is opening for public comments on the regulations to supervise private funds as now business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to
SEC is opening for public comments on the regulations to supervise private funds as the business operators have developed a variety of services to satisfy customers. Therefore, SEC intends to
effective yesterday. The new legislation was enacted to regulate the offering of digital assets and businesses undertaking digital asset-related activities.SEC Secretary-General Rapee Sucharitakul said: ?The
yesterday. The new legislation was enacted to regulate the offering of digital assets and businesses undertaking digital asset-related activities. SEC Secretary-General Rapee Sucharitakul said: ?The
SEC Secretary-General Ruenvadee Suwanmongkol said: “The SEC has the duty to supervise and develop the Thai capital market. One of our key responsibilities is to help increase businesses’ access to
with legal and regulatory requirements in their respective jurisdictions. Japan and Thailand have completed their preparation. In Australia legislation is before Parliament. In the Republic of Korea
requirements applicable to them. Under the proposed revision, for example, the operators will have to provide unprejudiced advice, supervise the approved contact person giving advice through any media or
responsibility only for the functions undertaken by business operators themselves. This would allow SEC to supervise each business operator directly. The consultation paper is available at https://www.sec.or.th/TH