identify weaknesses that may contribute to a country’s economic and financial vulnerability. Each Corporate Governance ROSC assessment benchmarks a country’s legal and regulatory framework, practices and
Supervising Those who are in Contact with Investors ■ Promotion of Good Corporate Governance ■ Development of Legal Framework to Afford Better Protection for Clients’ Assets and Provide Mechanism for Investors
Teerawikawee Director Investment Management Supervision Department Mrs. Supan Poshyananda Director Legal Department SCE_Eng_p.1-16 10/29/04, 1:05 AM13 14 SCE_Eng_p.1-16 10/29/04, 1:05 AM14 15 The SEC was founded
governance framework and develop more detailed mandatory or voluntary provisions that can take into account country-specific economic, legal, and cultural differences. The Principles focus on publicly traded
, Thailand Associate Professor Prasit Kovilaikool Mr. Vasant Thienhom Mr. Thirachai Phuvanatnaranubala Associate Professor Prasit Kovilaikool Mr. Prasit is a legal expert member of the Board. He is a board
, the Amendments to the Royal Enactment on Special Purpose Juristic Persons for Securitization of 1997, and the laws governing the liberalization of securities businesses. The robust legal framework shall
long-term savings policies. The legal enforcement against securities business offenses became more efficient with a significant increase in the number of fine settlement cases and a milestone progress in
( https://linkagemgmt.bora.dopa.go.th ), for example, data from the Department of Legal Execution, the Anti-Money Laundering Office (AMLO), the Department of Special Investigation (DSI), and the Narcotics
UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market
employees and to professionals advis- ing the company as well as independent advice in accordance with procedures established by the board or its committees. The legal and regulatory framework should impose