not becoming an empty box (without business operations). The intermediaries are required to regularly supervise the service providers to ensure efficiency of the performance (except for group 2
entities in the capital market, and is one of the most crucial factors to enhance investor confidence in the Thai capital market. Thus, the SEC has always put its best effort to supervise and improve quality
mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and integrity. The SEC also oversees regulatory compliance and enforces the governing laws to ensure
supervise financial business or has been barred from serving as executive or being major shareholder of regulated legal entity; (12) has been revoked the business undertaking by the Thai or foreign
Regulators (IFIAR), a multilateral and international forum that brings together independent audit regulators from different jurisdictions. The regulatory body wishes to be a member of IFIAR shall be
management company, or a fund supervisor); (B) A matter that affects unitholders in all classes with different degree of effects/an issue that affects the interests of unitholders requires a resolution with
days. (3) The criteria for dividend payment are different from other funds. The mutual fund management company may choose one of the following rules: (3.1) The dividend shall be paid from dividend or
management company, or a fund supervisor); (B) A matter that affects unitholders in all classes with different degree of effects/an issue that affects the interests of unitholders requires a resolution with
days. (3) The criteria for dividend payment are different from other funds. The mutual fund management company may choose one of the following rules: (3.1) The dividend shall be paid from dividend or
less than 500 million baht. Assets to be invested shall be clearly identified. The launched trust certificates may be categorized in different classes by types of returns, refunds, fees or expenses. The