> Management of Mutual Fund > Classification of investment units Regulations SHARE : Detail Content Management of Mutual Fund 12. Classification of investment units (1) Classification of investment units
> Management of Mutual Fund > Classification of investment units Regulations SHARE : Detail Content Management of Mutual Fund 12. Classification of investment units (1) Classification of investment units
forth by the SEC Board and supervise compliance and enforcement of the securities laws. The SEC Office is headed by Secretary-General who is appointed by the Cabinet upon the Minister of Finance’s
forth by the SEC Board and supervise compliance and enforcement of the securities laws. The SEC Office is headed by Secretary-General who is appointed by the Cabinet upon the Minister of Finance’s
investment policy with the features of retirement mutual fund (RMF) or exchange traded fund (ETF). (2) Classification of investment units (Multi-class funds) The investment units of a mutual fund may
investment policy with the features of retirement mutual fund (RMF) or exchange traded fund (ETF). (2) Classification of investment units (Multi-class funds) The investment units of a mutual fund may
incorrect pricing 8. Sale and repurchase of investment units 9. Preparation of mutual fund reports 10. Scheme amendment 11. Increases in registered capital and scheme capital 12. Classification of
incorrect pricing 8. Sale and repurchase of investment units 9. Preparation of mutual fund reports 10. Scheme amendment 11. Increases in registered capital and scheme capital 12. Classification of
, supervise the capital market, for example, fund mobilization, products and services, related business operators, unfair securities trading activities in the capital market. The SEC revenue comprises fee
Preparation of mutual fund reports Scheme amendment Increases in registered capital and scheme capital Classification of investment units Conversion of a Closed-End to an Open-End fund Amalgamation and merger