of Business in Capital Market        3.1 Regulatory Summary for preparation and submission of financial statements     3.2 Rules related to CFO and Chief Accountant 3.1 Regulatory Summary for

Regulations SHARE : Detail Content ​​​​​​ Enforcement​ ​ The SEC is a regulatory body that carries a mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and

supervise financial business or has been barred from serving as executive or being major shareholder of regulated legal entity;  (12) has been revoked the business undertaking by the Thai or foreign

Thai capital market. Thus, the SEC has always put its best effort to supervise and improve quality of financial report to ensure that public disclosure of financial report is accurate, transparent

required to regularly supervise the service providers to ensure efficiency of the performance (except for group 2 functions).         Applying for Approval and Reporting Guidelines   No prior approval or

sponsors T he Chief Executive Officer or the Managing Director (CEO or MD) must make a list of sponsors pursuant to the decision of the board of directors, with the characteristics of each sponsor. The

the Chief Financial Officer (CFO) and accountants     Public Offering (PO) Secondary Public Offering (SPO) Private Placement (PP) of shares: in case of a non-listed company in the stock market Offer to