and Exchange Commission, Thailand (“SEC"), as a public agency with a mandate to supervise and develop the Thai capital market, has laid out the strategic plan for the year 2022 – 2024 to further support
o rganization structure The SEC Office’s primary role is to implement the resolutions and policies set forth by the SEC Board and supervise compliance and enforcement of the securities laws. The
established by the virtue of the Securities and Exchange Act BE 2535. Our main duties are to promote, develop, supervise the capital market, for example, fund mobilization, products and services, related
o rganization structure The SEC Office’s primary role is to implement the resolutions and policies set forth by the SEC Board and supervise compliance and enforcement of the securities laws. The
entities in the capital market, and is one of the most crucial factors to enhance investor confidence in the Thai capital market. Thus, the SEC has always put its best effort to supervise and improve quality
mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and integrity. The SEC also oversees regulatory compliance and enforces the governing laws to ensure
supervise financial business or has been barred from serving as executive or being major shareholder of regulated legal entity; (12) has been revoked the business undertaking by the Thai or foreign
financial position and repayment capability of the issuers when they make an investment decision. The credit rating of the issuers will be taken into consideration along with the disclosure of financial
Capability) จะพิจารณาเน้นไปที่แต่ละกลุ่ม เช่น : พนักงานใหม่ทุกคน – มีหลักสูตรเตรียมความพร้อมพนักงานใหม่ (On-boarding Program) ประกอบด้วย การปูพื้นฐานหลักกำกับดูแลตลาดทุน (Regulatory Principle) เพื่อให้เข้าใจ
Capability) จะพิจารณาเน้นไปที่แต่ละกลุ่ม เช่น : พนักงานใหม่ทุกคน – มีหลักสูตรเตรียมความพร้อมพนักงานใหม่ (On-boarding Program) ประกอบด้วย การปูพื้นฐานหลักกำกับดูแลตลาดทุน (Regulatory Principle) เพื่อให้เข้าใจ