conflict of interests, oversee dishonest acts or connected transactions of directors and executive, as well as to ensure that executive director has performed duty in accordance with the assigned authority
forth by the SEC Board and supervise compliance and enforcement of the securities laws. The SEC Office is headed by Secretary-General who is appointed by the Cabinet upon the Minister of Finance’s
forth by the SEC Board and supervise compliance and enforcement of the securities laws. The SEC Office is headed by Secretary-General who is appointed by the Cabinet upon the Minister of Finance’s
Regulations Determination of Untrustworthy Characteristics of Company Directors and Executives - Rules Summary - RelatedRules and Regulations Qualifications of an independent director
executive's qualification on the individual's request) (Form 35-E3) Letter to Notify Untrustworthy Characteristics of Director and Executive as Prescribed in Notification No. Kor Jor 3/2560 (Form 57-E1
Regulations Determination of Untrustworthy Characteristics of Company Directors and Executives - Rules Summary - RelatedRules and Regulations Qualifications of an independent director
, supervise the capital market, for example, fund mobilization, products and services, related business operators, unfair securities trading activities in the capital market. The SEC revenue comprises fee
can demonstrate that it can perform such duties; The structure of board of directors have sufficient checks and balances; Directors/ executives/ controlling persons must not have untrustworthy
) The Notification of the Securities and Exchange Commission No. KorJor 3/2560 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives The Notification of the Capital Market
persons must not have untrustworthy characteristics pursuant to the specified criteria. 1.2 Having other qualifications, such as not having prohibited characteristics, not being involved in illegal