http://172.19.1.196:8983/solr/secweb/select?q=supervise Stockbroker OR "supervise Stockbroker" OR "oversee Stock trader" OR "oversee Securities broker" OR "monitor Stock trader" OR "monitor Securities broker"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap&facet.field=system_name&facet.field=key_keywords&hl=on&hl.fragsize=200&hl.fl=id,title_th,searchcontent_th&defType=edismax&qf=searchcontent_th&qf=id&qf=title_th^1000000&pf=title_th~5^1&pf=searchcontent_th~5^10000&ps=2&mm=100&qf=title_th_default&fq=key_filetype%3Axlsx&start=0&rows=10
)
B. Direct&Supervise&Review
B
Direction, supervision and review responsibilities:
Firm's Reference /Guidance Notes
Description
1
Has the firm established policies and procedures for direction and