o rganization structure The SEC Office’s primary role is to implement the resolutions and policies set forth by the SEC Board and supervise compliance and enforcement of the securities laws. The
established by the virtue of the Securities and Exchange Act BE 2535. Our main duties are to promote, develop, supervise the capital market, for example, fund mobilization, products and services, related
o rganization structure The SEC Office’s primary role is to implement the resolutions and policies set forth by the SEC Board and supervise compliance and enforcement of the securities laws. The
and Exchange Commission, Thailand (“SEC"), as a public agency with a mandate to supervise and develop the Thai capital market, has laid out the strategic plan for the year 2022 – 2024 to further support
efficiently mobilize, allocate, and monitor the utilization of the economic resources. The capital market links and transfers capital between businesses that need funding both in the public and private sectors
with significant improvements: 11 Principles - staff professionalism and independence - cooperation with domestic authorities to exchange information and discuss development and monitor systemic risks of
with significant improvements: 11 Principles - staff professionalism and independence - cooperation with domestic authorities to exchange information and discuss development and monitor systemic risks of
, Infrastructure Funds and Real Estate Investment Trusts Member of the Sub-committee on Consideration of Regulations on Issuance and Offering of Debt Securities, Derivatives and Structured Products Experiences
Sub-committee on Consideration of Regulations on Property Funds, Infrastructure Funds and Real Estate Investment Trusts Experiences Chief Executive Officer, Association of Investment Management
company under the SEC supervision, first of all, the complainant should contact the compliance unit of the company directly because the compliance unit is authorized to monitor staff operations according to