ผู้ใช้บัญชี YouTube อ้างชื่อ CHANNEL- UPCHAI -NO LIMIT : Unlicensed securities and derivatives business (Disclosure Date : 01/03/2024)
ผู้ใช้บัญชี YouTube อ้างชื่อ CHANNEL- UPCHAI -NO LIMIT : Unlicensed securities and derivatives business (Disclosure Date : 01/03/2024)
https://bs.321589.com:ANZ Thailand (assuming the appearance of licensed business operator by using the name of ANZ BANK (THAI) PUBLIC COMPANY LIMIT : Unlicensed securities and derivatives business
https://bs.321589.com:ANZ Thailand (assuming the appearance of licensed business operator by using the name of ANZ BANK (THAI) PUBLIC COMPANY LIMIT : Unlicensed securities and derivatives business
cooperated with the Association of Securities Companies in its issuance of the code of conduct on relationship with clients. Brokers must closely monitor clients’ trades and ensure the quality of advice given
. The attendance list is shown on page 14. Policy and Implementation 1. Corporate Governance Policy Established upon the enactment of the SEC Act, the SEC has the duty to promote, develop and supervise
supervise and ensure fair treatment for retail and SME customers will pose a heightened challenge to banking performance. To cope with these issues, commercial banks may have to fine-tune their strategies
Under the SEA, the SEC has the duty to promote, develop and supervise the Thai capital market to ensure reliability, transparency and fairness for all parties concerned. In fulfilling this mission, the
will closely coordinate with the SET to monitor stock trading activities and solve the problem in advance. Another aspect of the supervisory task is to improve risk management procedures of securities
about policies, strategies and performance of the SEC. We aim to supervise and develop the Thai capital market to become the essential mechanism driving sustainable economy and determined to perform that