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prescribed by the notification of the Office. The securities company shall act in compliance with rules prescribed by the Office and shall also supervise the investor contact to act in compliance with such
securities company shall act in compliance with rules prescribed by the Office and shall also supervise the investor contact to act in compliance with such rules. A Securities company may appoint any person
supervise the investor contacts to perform the duties in accordance with the rules prescribed by the Office. Clause 11.13 Repealed. Clause 12.14 Repealed. Clause 12/1.15 16 Repealed. Clause 12/2. 17 18 A
comply with the rules prescribed by the Office and shall supervise the investor contacts to perform the duties in accordance with the rules prescribed by the Office. Clause 11.13 Repealed. Clause 12.14
arrange the Category A investor contact subject to the approval by the Office proceeding in accordance with the rule prescribed by the Office, and shall supervise such Category A investor contact to comply
, professional, business and investor associations opened up active channels to voice concerns, comments and suggestions regarding the issues of impacts on market participants and the capital market at large. Such
_________________________ Clause 3 This Notification shall be applicable to the following cases: (1) offering for sale regarding units of foreign collective investment scheme to institutional or high net worth investor as
_________________________ Clause 3 This Notification shall be applicable to the following cases: (1) offering for sale regarding units of foreign collective investment scheme to institutional or high net worth investor as
. 41/2555 Re: Rules, Conditions and Procedures for Trading of Units of Foreign Collective Investment Scheme to Institutional or High Net Worth Investor By virtue of Section 16/6 and Section 113 of the