) B. Direct&Supervise&Review B Direction, supervision and review responsibilities: Firm's Reference /Guidance Notes Description 1 Has the firm established policies and procedures for direction and

(e.g. Exchanges, Brokers, Dealers, ICO Portals, Advisory services, Fund Managers, ICO Issuers or any clients substantially invested in digital assets) - Insurance - Energy & Utilities - Mining

institution, insurance, construction, digital assets) obtain/maintain the required specialist knowledge? Does the firm have special training/or tailor-made programs for specific client industries? 15 Do the