Regulations SHARE : Detail Content ​​​​​​ Enforcement​ ​ The SEC is a regulatory body that carries a mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and

supervise financial business or has been barred from serving as executive or being major shareholder of regulated legal entity;  (12) has been revoked the business undertaking by the Thai or foreign

Thai capital market. Thus, the SEC has always put its best effort to supervise and improve quality of financial report to ensure that public disclosure of financial report is accurate, transparent

required to regularly supervise the service providers to ensure efficiency of the performance (except for group 2 functions).         Applying for Approval and Reporting Guidelines   No prior approval or

OR "electrical control" OR "electric manage" OR "electric oversee" OR "power manage" OR "power oversee"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap&facet.field

​​Operator must submit a completed  Form 35 – NRI CIS  in hard copies accompanied by all supporting documentation as specified in  Form 35 – NRI CIS  to the SEC Thailand for the ASEAN NRI CIS. 2. ASEAN CIS

only) A CIS Operator must submit a completed  Form 35 – foreign ETF ​   in hard copies accompanied by all supporting documentation as specified in  Form 35 – foreign ETF  to the SEC Thailand for the

​ ​ Regulatory Summary​ ​Required documents for an approval of Foreign ETF (for inbound only) A CIS Operator must submit a completed  Form 35 – foreign ETF ​   in hard copies accompanied by all supporting

​ ​ Regulatory Summary​ ​Required documents for an approval of Foreign ETF (for inbound only) A CIS Operator must submit a completed  Form 35 – foreign ETF ​   in hard copies accompanied by all supporting

​ ​​​ Regulatory Summary​ ​ ​Required documents for an approval of ARFP Passport Funds (for inbound only) A CIS Operator must submit a completed  Form 35 – ARFP CIS  in hard copies accompanied by all supporting