Regulations SHARE : Detail Content Enforcement The SEC is a regulatory body that carries a mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and
supervise financial business or has been barred from serving as executive or being major shareholder of regulated legal entity; (12) has been revoked the business undertaking by the Thai or foreign
Thai capital market. Thus, the SEC has always put its best effort to supervise and improve quality of financial report to ensure that public disclosure of financial report is accurate, transparent
Section 244/2) Group 3: Securities Price Manipulation 3.1 Securities trading in such a way that misleads other persons regarding the price or volume of the securities trading
Section 244/2) Group 3: Securities Price Manipulation 3.1 Securities trading in such a way that misleads other persons regarding the price or volume of the securities trading
required to regularly supervise the service providers to ensure efficiency of the performance (except for group 2 functions). Applying for Approval and Reporting Guidelines No prior approval or