company. In this case, in order to increase confidence of using back office services from service provider, the duties of securities company in arranging for these system shall not be effected, which
effect on businesses of securities company. In this case, in order to increase confidence of using back office services from service provider, the duties of securities company in arranging for these system
Other Related Entities in order to Ensure Confidence of the Investing Public ● Supervision of Market Intermediaries - Securities Companies - Asset Management Companies - Inspection - Supervision of those
อย่างยั่งยืน ความเชื่อถือและความเชือ่มัน่ TRUST & CONFIDENCE ต่อตลาดทุนและสมรรถนะของ ก.ล.ต. ทิศทางการก ากับและการพัฒนาตลาดทุนไทย ตลาดทุนมคีวามน่าเชือ่ถือ (Trust and Confidence) ตลาดทุนเป็นแรงขับเคล่ือนส
. Moreover, the daily trading volume increased from 18.9 billion baht to 20.5 billion baht. These results reflected the strengths of Thailand’s economic fundamentals and investors’ confidence in the prospects
DERIVATIVES ACT DERIVATIVES ACT B.E. 2546 (2003) SECTION 9. The SEC shall have the power and duty to formulate policies, to promote and develop, as well as to supervise, matters concerning
stakeholders’ confidence in the way we conduct our business. The Company therefore would like to invite its shareholders to propose agenda topics for the 2018 Annual General Meeting of Shareholders (AGM) in
Building Confidence in the Capital Market No. 179/2014 SEC notifies ABC to rectify Q3/2014 financial statements Bangkok, December 17, 2014 – The SEC notified Asset Bright Plc. (ABC) to rectify its Q3
arrange the Category A investor contact subject to the approval by the Office proceeding in accordance with the rule prescribed by the Office, and shall supervise such Category A investor contact to comply
Office’s approval, thereby having a possibility to cause a lack of confidence in the business of investment management as a whole or giving rise to damage to the reputation or the financial condition or the