not becoming an empty box (without business operations). The intermediaries are required to regularly supervise the service providers to ensure efficiency of the performance (except for group 2
entities in the capital market, and is one of the most crucial factors to enhance investor confidence in the Thai capital market. Thus, the SEC has always put its best effort to supervise and improve quality
mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and integrity. The SEC also oversees regulatory compliance and enforces the governing laws to ensure
supervise financial business or has been barred from serving as executive or being major shareholder of regulated legal entity; (12) has been revoked the business undertaking by the Thai or foreign
unitholders in the case of a mutual fund of which investment units are classified: 1) Requesting a resolution on a matter that affects unitholders in all classes: (A) A matter that equally affects unitholders
unitholders in the case of a mutual fund of which investment units are classified: 1) Requesting a resolution on a matter that affects unitholders in all classes: (A) A matter that equally affects unitholders
for All A Settlor of an Infrastructure Trust Trustee Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Cross-border Offering of Funds Business Operators
Funds Summary of regulations 1. Execution of Agreements for Management of Private funds or Provident Funds 2. Management of private funds or provident funds Related Rules and Regulations All related
Funds Summary of regulations 1. Execution of Agreements for Management of Private funds or Provident Funds 2. Management of private funds or provident funds Related Rules and Regulations All related
Regulatory Principles Intermediaries Regulatory Summary Related Rules and Regulations Related Forms Wealth Advice for All A Settlor of an Infrastructure Trust Trustee SHARE : For More