interest of our members. Principle 3: Oversee asset managers to make informed investment decisions and engage in active ongoing monitoring of investee companies. Investment decisions should take into account
” means: (1) Ordinary partnership of which the fund supervisor or its directors, managers or persons with power of management who are responsible for the line of work relating to being fund supervisor are
Section 104 Securities and Exchange Act B.E. 2535 Section 104. A securities company shall appoint directors or managers or enter into an agreement with other persons, giving the power, either in
with Thai interpretation Participants Asset Owners and Asset Managers Hosted by SEC Thailand and Asia Investor Group on Climate Change (AIGCC) Objectives of the session 2 -hour session on the
Securities and Exchange Commission No. Sor Shor. 26/2558 Re: Rules, Conditions, and Procedure for Granting Approval of Trust Managers of Infrastructure Investment Trusts and Operating Standards
: ใชภ้ายใน (Internal) Incorporating RI Capacity into Firm Structure Integrated Investment team: Portfolio managers and investment analysts conduct the ESG analysis and integrate it into overall investment
ACC6505/003 May 13, 2022 Subject: Clarification of operating results for the first quarter of 2022 ended March 31, 2022 Dear Directors and Managers Stock Exchange of Thailand According to Advanced
Page 1 of 1 ACC6508/001 August 11, 2022 Subject: Clarification of operating results for the second quarter of 2022 ended June 30, 2022 Dear Directors and Managers Stock Exchange of Thailand According
Activity report 2017En CAPITAL MARKET FOR ALL INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2017 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2017 Executive Summary Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Framework and Focuses in 2018 Root Cause Analysis Summary of Audit Inspection Results A. Firm Level B. Engagement Level Essential Statistics 49 4412 46 0402 07 Contents Executive Summary The capital market is a fundamental component in driving Thai...