that its operational system will be prompt for operating securities business in the category of mutual fund management; (5) be able to show that its human resource will be prompt and adequate with a view
inspection; 5. Complaints with other agencies, i.e., please specify whether or not you have filed a complaint / tip regarding the same matter with other agencies, for instance, the Office of the Consumer
the making of a complete list of the shareholders whose names are in the register on the record date. Q: Is the register closing for dividend payment based on the record date concept as well? A: Under
charge of defining company’s objectives, policies and directions as well as overseeing the company’s operation in accordance with the aforementioned to add economic values for the company and ensure the
having been granted the license, they must comply with the relevant rules for business operations. The Stock Exchange of Thailand (SET) is a secondary market with special characteristics because it was
Index was due to the initiative on communication strategy. By using a conference call with the World Bank assessors in Washington D.C., the Thai SEC, together with the Court of Justice and the Department
having been granted the license, they must comply with the relevant rules for business operations. The Stock Exchange of Thailand (SET) is a secondary market with special characteristics because it was
Index was due to the initiative on communication strategy. By using a conference call with the World Bank assessors in Washington D.C., the Thai SEC, together with the Court of Justice and the Department
charge of defining company’s objectives, policies and directions as well as overseeing the company’s operation in accordance with the aforementioned to add economic values for the company and ensure the
. The SEC supports Thaipat Institute to develop "the first CSR and Anti-corruption progress indicators for Thai listed companies", with a six level assessment of 0-5. Anti-corruption The term