charge; otherwise, a civil lawsuit is an option. The SEC has no authority to handle a claim for compensation or proceed with a civil dispute. Should you need legal advice on such matters, please contact a
approval. However, if a mutual fund management company files an application for automatic approval not in compliance with the specified conditions, the SEC may proceed with one or more of the following
approval. However, if a mutual fund management company files an application for automatic approval not in compliance with the specified conditions, the SEC may proceed with one or more of the following
ด้านสารัตถะในการจัดประชุมเอเปคด้านสตรีและเศรษฐกิจ ปี 2565 การเข้าร่วมการประชุมสุดยอดผู้นำสตรีโลก 2565 หรือ Global Summit of Women 2022 ที่ประเทศไทยเป็นเจ้าภาพจัดงาน SHARE : ContactUs
Phuvanatnaranubala, Secretary-General, Securities and Exchange Commission, Thailand, at the 1st Pan-Asian Regulatory Summit, Hong Kong, November 29, 2010 Bond Market Development in Thailand by Mr. Thirachai
Minister’s approval under Clause 6, the approved person shall proceed with establishment of new limited company or public limited company for operating securities business in the category of private fund
, approved person shall proceed with establishment of limited company or public limited company to undertake securities business in the category of inter - dealer brokerage. Newly established limited company
, however, the public relations department may be responsible for the job. In such case, must the job be transferred back to the company secretary? And how should the company proceed? A: By law, the company
receiving the SEC’s recommendation. Clause 4 Upon the Minister’s approval under Clause 3, approved person shall proceed with establishment of limited company or public limited company to undertake securities
from the date receiving the SEC’s recommendation. Clause 4 Upon the Minister’s approval under Clause 3, the approved person shall proceed with establishment of new limited company or public limited