TMB Asset Management Company Limited Between March 28, 2017 and December 9, 2021 TMB Asset Management Company Limited, a fund management company, failed to comply with the rules, conditions and
Summit Pinehurst Golf Club Co., Ltd. On November 13, 2015, Summit Pinehurst Golf Club Co., Ltd., Mr. Komol Jungrungreangkit and Mr. Suredpon Jungrungruangkit (declared to act collectively) acquired
Mr. Somjin Sornpaisarn Mr. Somjin Sornpaisarn, a former Managing Director, Chief Investment Officer and Chief Investment Committee who is responsible for the operation of TMB Asset Management Company
TMB Asset Management Company Limited Between November 1, 2019 and November 30, 2021 TMB Asset Management Company Limited, a fund management company, failed to comply with the rules, conditions and
TMB Leasing Company Limited TMB Leasing Company Limited operated derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the Derivatives Act B.E.2546 (2003
Mr. Suredpon Jungrungruangkit On November 13, 2015, Mr. Suredpon Jungrungruangkit, Mr. Komol Jungrungreangkit and Summit Pinehurst Golf Club Co., Ltd. (declared to act collectively) acquired shares
Mr. Komol Jungrungreangkit On November 13, 2015, Mr. Komol Jungrungreangkit, Mr. Suredpon Jungrungruangkit and Summit Pinehurst Golf Club Co., Ltd. (declared to act collectively) acquired shares of
”), played a part in causing Mr. Suredpon Jungrungruangkit, Mr. Komol Jungrungreangkit and Summit Pinehurst Golf Club Co., Ltd. (collectively referred to as the offerors) to fail to comply with rules specified
Limited (“APURE”), played a part in causing Mr. Suredpon Jungrungruangkit, Mr. Komol Jungrungreangkit and Summit Pinehurst Golf Club Co., Ltd. (collectively referred to as the offerors) to fail to comply
Thaicredit Retail Bank Public Company Limited On 1 March, 2017 Thaicredit Retail Bank Public Company Limited (“TCR”) offer for sale newly issued securities in the category of warrant (Employee Stock