กฎเกณฑ์ กรณีศึกษาการขายกองทุน กรณีศึกษา (การทำหน้าที่ของ IC) ผลิตภัณฑ์การลงทุนน่ารู้ ผู้แนะนำการลงทุน DO / DON'T Fund Factsheet Suitability Test (ท่านสามารถชมคลิปความรู้อื่น ๆ จาก Thai SEC
การลงทุนและกรณีศึกษา กฎเกณฑ์ กรณีศึกษาการขายกองทุน กรณีศึกษา (การทำหน้าที่ของ IC) ผลิตภัณฑ์การลงทุนน่ารู้ ผู้แนะนำการลงทุน DO / DON'T Fund Factsheet Suitability Test (ท่านสามารถชมคลิปความรู้
under its responsibility Ensure that units offered for sale exclusively for high net worth investors are not allocated to retail investors Oversee to ensure that the trust is not becoming a private trust
, examination results of related rules and investment advisory suitability are also required (past results are valid within two years on the filing date). T raining Courses for Migration (for IC and IP
, examination results of related rules and investment advisory suitability are also required (past results are valid within two years on the filing date). T raining Courses for Migration (for IC and IP
. A trustee's main duties are to: oversee that the trust instrument is established in conformity with relevant laws; appoint a trust manager; prepare a trust property account in segregation from a
an independent director) Trustee's duties A trustee shall have a trustee license and is independent from a trust manager. A trustee's main duties are to: oversee that the trust instrument is
receiving a payment for a securities trading for any person; 5. Placing money or other assets as collateral for securities trading of any person; 6. Allowing any person to receive benefits or oversee payment
receiving a payment for a securities trading for any person; 5. Placing money or other assets as collateral for securities trading of any person; 6. Allowing any person to receive benefits or oversee payment
conflict of interests, oversee dishonest acts or connected transactions of directors and executive, as well as to ensure that executive director has performed duty in accordance with the assigned authority