Bangkok, March 14, 2014 ? The SEC organized an event to announce the success of ?Pride of the Provinces? Project, joined by 219 companies from 39 provinces since its launch in 2011. Last night, 16 Project participants and their supporters were awarded in recognition of their success in obtaining IPO approval under the criteria.Vorapol Socatiyanurak, SEC Secretary-General, said that ?Pride of the Provinces Project, first launched in 2011, has been fully supported by our alliances, namely the Mini...
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a
Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
successful performance of any trigger fund may proceed only after accurate and complete information on all of the trigger funds under management is clearly disclosed for investors? comparison and decision
, uplifting the country’s competitiveness Location: Rayong, Chonburi, and Chachoengsao Area : 1.3 Million Hectares (8.3 Million Rai) At a glance COMPLETE STRATEGIC LOCATION 3 4 EEC Act Exceptional Location
Bangkok, June 4, 2015 - The SEC suspended {A} and {B}, an equity investment consultant and a capital market investment consultant respectively, for failure to keep complete record of securities
Limited ("1000X") of transactions occurring with 5,000 wallet addresses on its website, https://www.1000x.live ("1000x.live"). This system was essential for the successful operation of
exclusive) has been paid to the SEC on a successful submission of the applicant documents. The fee is payable to the SEC in the form of bank money transfer. The SEC will grant approval for the offer for sale
and documents submitted or presented or the explanations to elaborate or clarify in accordance with the first paragraph shall be complete and accurate.