Facebook Page ชื่อ Investment success : Unlicensed securities and derivatives business (Disclosure Date : 07/05/2024)
Facebook Page ชื่อ Investment success. : Unlicensed securities and derivatives business (Disclosure Date : 18/06/2024)
Questionnaire A.0 Risk Assessment Process for Relevant Ethical Requirements element Firm's Reference /Guidance Notes Description 1 What are the quality risks in ethical requirement element that the
, strategic questions about the companies’ long-term future success and critical issues in both risk management and scenario planning. As such, they are properly matters for the board. Other issues of concern
Kong Securities & Futures Commission for mutual recognition of managed fund products. We also undertook a self-assessment for compliance with IOSCO Principles to pave the way for Thailand’s Financial
offerings of funds within the region by completing the assessment on the Philippines’ regulatory regime for joining the ASEAN Collective Investment Scheme (ASEAN CIS) framework. The meeting was also updated
of shareholder rights protection. Key projects included the Annual General Shareholders Meeting Assessment Program and the proposals for several amendments to the Securities and Exchange Act B.E. 2535
mutual funds. This will also benefit to the development of new financial instruments, such as instruments with limited loss, instruments with principal and minimum return protection. The success of the