offering in the Europe under the Alternative Investment Fund Managers Directive (AIFMD) where SEC has signed a memorandum of understanding (MOU) with capital-market watchdogs of 26 European countries on
Bangkok, April 2, 2015 ?The SEC and the Department of Business Development (DBD) of Ministry of Commerce have jointly promoted ?crowdfunding? as an alternative fundraising channel for small and
KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF | Offering Date : 06/05/2008 - 12/05/2008
access into funding sources. Meanwhile, SEC wishes to increase alternative financing resources for SMEs and startups, apart from equities. Thus, it has supported the issuance of the regulation for
Essentially, the new rules allow securities brokers and derivatives agents to provide two types of trading services of capital market products that respond to investors’ demands more efficiently, namely (1) program trading service that automates trading order execution according to clients’ selected investment strategy* and (2) portfolio advisory with execution service.** Both of the services are exempted from the securities business license in the category of private fund management and...
alternative for provident fund? for the provident fund committees. The seminar schedule is set for two rounds on May 28 and June 25, 2014 from 9.00 ? 12.00 hrs. at 1601 meeting room, SEC Office on Viphavadi
cooperation is creating the synergy for investment governance culture in the capital market.SEC Secretary-General Rapee Sucharitakul said: ?It takes more than strict regulations to develop a sound capital
their fund purchases and sales. g Investor returns are not a substitute for total returns but can be used in combination with total returns. Source: Morningstar Direct, Data as of 30 October 2015 Mind the
. It does not substitute for financial or other due-diligence. Assurance/Integrity/ Transparency 2 Definitions Climate Bonds Initiative (CBI): An investor-focused not-for-profit organisation, promoting
investor’s experience, but rather a measure of the return earned collectively by all the investors in the fund. Investor returns are not a substitute for total returns but can be used in combination with total