servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter
ตลาดหลักทรัพย์ดังกล่าว ในสัดส่วนที่มีนัยสำคัญ (substantial control) พระราชบัญญัติหลักทรัพย์และตลาดหลักทรัพย์ พ.ศ. 2535 ในเรื่องการเข้าถือหลักทรัพย์เพื่อครอบงำกิจการจะเข้ามามีบทบาทในการกำกับดูแล โดยมีหลักสำคัญ
Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)
skill, care and diligence; (3) management and control An intermediary shall take reasonable care to organise and control its affairs responsibly and effectively, with adequate risk management systems; (4
diligence; 2 (3) management and control An intermediary shall take reasonable care to organise and control its affairs responsibly and effectively, with adequate risk management systems; (4) financial
control An intermediary shall take reasonable care to organise and control its affairs responsibly and effectively, with adequate risk management systems; (4) financial prudence An intermediary shall
information and/or conducting feasibility analysis in this regard. Given the substantial amount of the proposed capital increase, not exercising subscription rights may result in control dilution of
Repeal of the Notification of the Office of the Securities and Exchange Commission regarding Operating Control and Information Technology Security of Securities Company
management of IT resources, including criteria to identify IT priorities, that takes into consideration the company’s business model. Principle 6 Strengthen Effective Risk Management and Internal Control
"electronic possession" OR "electric ownership" OR "electric control" OR "digital ownership" OR "digital control"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap&facet.field