The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
filing of mutual funds The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents
footprints and impacts on climate change and enhance competitiveness of the Thai capital market through business sustainability. The SEC is proposing to amend the regulation on filing the application for
regulations ë Monitor submission of reporting requirements and information disclosure to assure a sound financial condition and capital adequacy according to rules and regulations ë Conduct routine inspection
responsibility to supervise such funds by providing that they are securities businesses, and thus requiring to be licensed from the SEC. At present, the Ministerial Regulation enabling the application for licenses
Offering of the Newly Issued Ordinary Shares to a Specific Investor (Private Placement), Application for Waiver from the Requirement to Make a Tender Offer for all Securities of a Business Takeover by Virtue
updates on members' mobile phones. Information Technology Development In response to the 2006-2008 Strategic Plan, the SEC continued enhancing its IT capacity toward an e-agency, handling application
concerning Application for and Approval of Offer for Sale of Newly Issued Shares; “executive” means a manager, deputy manager, assistant manager, department director, or any person who holds a position
Asia: Taking Corporate Governance to a Higher Level disclosure process, including submission and dissemination of financial and non-financial information by electronic means. Where stock exchanges and
://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10163 SEC public hearing on proposed rules for submission of digital asset transaction data and related information Bangkok, 1 March 2019 ? The SEC is seeking public