The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
filing of mutual funds The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents
footprints and impacts on climate change and enhance competitiveness of the Thai capital market through business sustainability. The SEC is proposing to amend the regulation on filing the application for
regulations ë Monitor submission of reporting requirements and information disclosure to assure a sound financial condition and capital adequacy according to rules and regulations ë Conduct routine inspection
disclosure process, including submission and dissemination of financial and non-financial information by electronic means. Where stock exchanges and other bodies require listed companies to comply with
legal proceedings. In this regard, the SEC has pursued the followings: ● Proposal to amend the SEC Act to define clearer scope of directorsû responsibilities and empower investors when exercising their
submission by securities companies, using digital signature verification system ● Promoted investor education through various channels, e.g. exhibitions, articles, series of publications and lectures
provide another instrument in the debt instrument market. ■ A proposal was made to amend the Royal Enactment on Special Purpose Juristic Persons for Securitization B.E. 2540 (1997) on the issues that are
Offering of the Newly Issued Ordinary Shares to a Specific Investor (Private Placement), Application for Waiver from the Requirement to Make a Tender Offer for all Securities of a Business Takeover by Virtue
highlight investor protection measures through our proposal of the draft Amendments to the SEA, which were approved by the National Legislative Assembly in December. We also put forward other legislations