English (United States) Application Submission × Home > Laws/Regulations > Regulations > Mutual Fund
English (United States) Application Form × Home > Laws/Regulations > Regulations > Mutual Fund
The Notification of the Office of the Securities and Exchange Commission No. Sor Jor. 57/2561 Re: Submission of an Application for the Offer for Sale of Debt Securities and relevant Reporting The
bills, the approval will be granted upon submission of a report on features of the bills. - Can be offered only to II or HNW. - If the offering is made to HNW, it shall be made through intermediaries
. The SEC will make an appointment for an on-site inspection of the work system 3. Filing the original documents: 3.1 Download an application form for approval of wealth advisors from the SEC's website
increase and such resolution has been obtained for less than one year until the date of application. 1.4 In case of a listed company, the company must not be in the process of pending the submission of or
opinions to the securities holders of the business to be acquired if the tender offeror can fulfil the proposed plans, and if the proposal is justifiable. Not conspiring with the tender offeror in covering