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The Notification of the Office of the Securities and Exchange Commission No. Sor Jor. 57/2561 Re: Submission of an Application for the Offer for Sale of Debt Securities and relevant Reporting The
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bills, the approval will be granted upon submission of a report on features of the bills. - Can be offered only to II or HNW. - If the offering is made to HNW, it shall be made through intermediaries
. The SEC will make an appointment for an on-site inspection of the work system 3. Filing the original documents: 3.1 Download an application form for approval of wealth advisors from the SEC's website