persons which could exercise power over fund management and exploit the fund for own benefits such as tax avoidance. Summary of regulations 1. Limitations on unitholding over one-third of the total
persons which could exercise power over fund management and exploit the fund for own benefits such as tax avoidance. Summary of regulations 1. Limitations on unitholding over one-third of the total
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or sell securities or enter into a derivatives contract related to securities, either for oneself or other persons Disclose inside information to the other persons, either directly or indirectly and by
or sell securities or enter into a derivatives contract related to securities, either for oneself or other persons Disclose inside information to the other persons, either directly or indirectly and by
Act B.E. 2550 (2007) as amended Emergency Decree on Special Purpose Juristic Persons for Securitization B.E. 2540 (1997) as amended Emergency Decree on Digital Asset Businesses B.E. 2561 (2018
Enforcement Administrative Actions Administrative action is a type of law enforcement that involves the issuance of administrative orders on individuals or juristic persons under the SEC's supervision, in
Professionals Financial Reporting and Audit Oversight Mutual Fund Cross-border Offering of Funds Business Operators Registered Persons Digital Asset Business Operators Secondary Market and
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