investor. The situation should be prioritised in accordance with the degree of the impact caused by the problem. 1.2 Prescribing resolving procedures for each situation Page 13 of 32 (Unofficial Translation

the previous six months; and c. for the two most recent financial years and subsequent interim period for which financial statements are presented, the average rates for each period, calculated by using

be completed within a two-year period from the date on which the offeror has obtained an approval from the SEC Office for an offer for sale of debt securities in accordance with the Notifications

Microsoft Word - SorKhorNor 7-51_final (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference

Microsoft Word - SorKhorNor 10-52_en_final (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for

systematic procedures and methods for each back office work which ensures that the management company complies with laws or the agreement made with its customers or investors. (b) contingency plan for

Microsoft Word - torchor_34_51_en_final (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference

largest allocated persons, together with the reason for allocating securities to each person, categorized by underwriters, and submit it to the SEC Office together with reports on securities sales results

propose the Extraordinary General Meeting of Shareholder No. 1/2019 to consider and rectify for providing financial assistance to connected personas the Company has provided short-term loan to ACAP with no

Capital Market Supervisory Board.* The SEC has therefore imposed administrative sanctions with details as follows:   (a)  suspending the approval of {A} as securities investment consultant for two months