. Save and Close Laws/Regulations × Home > Laws/Regulations > Regulations > Fundraising > Debt Instrument > Structured Notes Regulations SHARE : Detail Content Debt
Governance Code (I Code) The SEC's objective in the investment management is to gain the best returns in the long term with appropriate level of risks. To achieve such a goal, the SEC believes that
Thai Industries and the Tourist Council of Thailand. The objective of the program is to pr omote anti-corruption practices. The CAC Committee has appointed the IOD as secretary and promoter
Thai Industries and the Tourist Council of Thailand. The objective of the program is to pr omote anti-corruption practices. The CAC Committee has appointed the IOD as secretary and promoter
Thai baht; 3) Not having the characteristics of structured notes ( except there is a put option or the convertibility requirements); 4) In case of subordinated instruments that are convertible, the rates
Thai baht; 3) Not having the characteristics of structured notes ( except there is a put option or the convertibility requirements); 4) In case of subordinated instruments that are convertible, the rates
SEC, to protect investors from all risks or shield them against investment losses. The main objective of the SEC is rather to ensure fair treatment and that investors have sufficient tools to protect
finance business under Clause 1 means undertaking of business with core objective to provide credit facility for securities business. Clause 3 This Notification shall come into force on the date
investor protection, the SEC is empowered with rights to order the mutual fund management company to take any action or to refrain from any action, in following cases: (1) The actual objective or substance
their investment objective, investment experiences, financial status, financial obligations, investment requirements, and restrictions. 1.2 The agreement for the management of a private fund or provident