Kasikorn Securities Public Company Limited Kasikorn Securities Public Company Limited failed to prepare and submit the result of the structured note, underlied to PTT Exploration and Production

Kasikorn Securities Public Company Limited Kasikorn Securities Public Company Limited failed to prepare and submit the result of the structured note, underlied to KCE Electronics Public Company

receive necessary and useful information for using the intermediary?s service or for making a decision of investment in foreign mutual fund. SEC Act S.113 Settlement Committee Meeting No. 3/2020

Zipmex Company Limited During April 7, 2022 to July 19, 2022, Zipmex Company Limited ("Zipmex"), a digital asset exchange and a digital asset broker, did not fully disclosed necessary

prepare and submit the result of the structured note, underlied to PTT Exploration and Production Public Company Limited ("PTTEP") sale report to the SEC Office within the period specified in the

prepare and submit the result of the structured note, underlied to KCE Electronics Public Company Limited ("KCE") sale report to the SEC Office within the period specified in the notification of

structured debentures sale report to the SEC Office within October 19, 2021 However, CGS Transport Company Limited reported the result of the sale to the SEC Office on December 2,2 2021, later than the period

Securities Public Company Limited), shall be liable for CGS Transport Company Limited failure to prepare and submit the structured debentures sale report to the SEC Office within the period specified by the

Krungthai XSpring Securities Co., Ltd. Krungthai XSpring Securities Co., Ltd. (KTX) failed to prepare and submit results of the structured debenture sale report to Securities and Exchange Commission

and submit results of the structured debenture sale report to Securities and Exchange Commission Office (SEC) within the period as specified by the SEC which are resulted from the instruction or the