by law. For example, they shall not be suspended, threatened, interfered with work or terminated from employment because of their tip filing. ● Whistleblowers who wish to give inside information or
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Thai baht; 3) Not having the characteristics of structured notes ( except there is a put option or the convertibility requirements); 4) In case of subordinated instruments that are convertible, the rates
Thai baht; 3) Not having the characteristics of structured notes ( except there is a put option or the convertibility requirements); 4) In case of subordinated instruments that are convertible, the rates
securities and derivatives mean acting as a market or trading center, which in brief means a place where investors can trade securities or derivatives. Any persons who wish to operate a business as a secondary
securities and derivatives mean acting as a market or trading center, which in brief means a place where investors can trade securities or derivatives. Any persons who wish to operate a business as a secondary
capital market" means a juristic person having narmal business purpose to value any asset and wish to contribute appraisal services for capital market transaction. "Lead appraiser" means a personnel of
mutual fund management company shall transfer the units to other RMFs without charging any fees. (6) In the case that the unitholders wish to transfer to the other RMF, the transfer fees shall be waived if
mutual fund management company shall transfer the units to other RMFs without charging any fees. (6) In the case that the unitholders wish to transfer to the other RMF, the transfer fees shall be waived if
Issuance and Offering of Debt Securities, Derivatives and Structured Products Chairman of the Sub-committee on Consideration of Regulations on Supervision of Business and Market Intermediaries, Sales Conduct