TMB Leasing Company Limited TMB Leasing Company Limited operated derivatives broker businesses in Thailand without proper licenses granted violating Section 16 of the Derivatives Act B.E.2546 (2003

Thaicredit Retail Bank Public Company Limited On 1 March, 2017 Thaicredit Retail Bank Public Company Limited (“TCR”) offer for sale newly issued securities in the category of warrant (Employee Stock

Kasikorn Securities Public Company Limited Kasikorn Securities Public Company Limited failed to prepare and submit the result of the structured note, underlied to PTT Exploration and Production

Kasikorn Securities Public Company Limited Kasikorn Securities Public Company Limited failed to prepare and submit the result of the structured note, underlied to KCE Electronics Public Company

TMB Asset Management Company Limited Between March 28, 2017 and December 9, 2021 TMB Asset Management Company Limited, a fund management company, failed to comply with the rules, conditions and

Pi Securities Public Company Limited Pi Securities Public Company Limited (“Pi”) (Formerly named Country Group Securities Public Company Limited) had duties to prepare and submit the result of the

Bank of Ayudhya Public Company Limited Between March 2, 2022 to February 5, 2024, Bank of Ayudhya Public Company Limited (“BAY”) as a debenture holder representative of All Inspire Development

Mr. Somjin Sornpaisarn Mr. Somjin Sornpaisarn, a former Managing Director, Chief Investment Officer and Chief Investment Committee who is responsible for the operation of TMB Asset Management Company

Securities Public Company Limited), shall be liable for CGS Transport Company Limited failure to prepare and submit the structured debentures sale report to the SEC Office within the period specified by the

;), Kiatnakin Phatra Bank Public Company Limited ("KKPS"), Kumwell Corporation Public Company Limited ("KUMWEL"), Pan Asia Footwear Public Company Limited ("PAF"), Phatra Leasing