Asia Wealth Securities Company Limited Is being processed. SEC Act S.98(3)  Criminal Complaint Filed with an Inquiry Official Dated 29/12/2022

AIA Company Limited AIA Company Limited , an intermediary provides services for selling and buying investment units through omnibus account, has to govern the service under the provisions being

Successmore Being Public Company Limited Successmore Being Public Company Limited (“SCM”), failed to comply with the rules, conditions and procedures as specified in the notification of the Capital

Director, Manager or Person being responsible for keeping the private key Since April 2020, director, manager or person being responsible for keeping the private key of Bitcoin Company Limited ("

structure, operating system, and a sufficient number of personnel in accordance with the notification of the SEC. DAB Act S.30 Settlement Committee Meeting No. 4/2023 Settlement Committee Order No. 1/2023

Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited Broadgate Mutual Fund Brokerage Securities (Thailand) Company Limited failed to provide a structure for managing, the work system

the service under the provisions being applicable to mutual fund management company, but FWD Life Insurance Public Company Limited failed to comply with the provisions being applicable to mutual fund

Mr. Somsak Leeswadtrakul Between 2008 and 2010, Mr. Somsak Leeswadtrakul, while being chief executive officer of G Steel Public Company Limited (GSTEL), together with Miss Kannikar Soykeeree, while

Miss Kannikar Soykeeree Between 2008 and 2010, Miss Kannikar Soykeeree, while being commercial executive vice president of G Steel Public Company Limited (GSTEL), together with Mr. Somsak

Mr. Nakun Sakunchotikarote Between 2008 and 2010, Mr. Nakun Sakunchotikarote, while being corporate finance executive vice president of G Steel Public Company Limited (GSTEL), aided and abetted Mr