securities. Otherwise, the SEC will strictly pursue legal action against such wrongdoing as insider trading deteriorates investors? trust as well as confidence in the capital market.?
August 2016, and an eight-month suspension on {B}, effective from 18 August 2016.Investment consultants are strongly advised to render services strictly within the scope of their responsibility with
specific features of trigger funds. For example, fund intermediaries must strictly clarify that the trigger point is not a guarantee of returns, and that unit redemption ahead of the target date set in the
partial selection. In addition, the company must strictly monitor its personnel and impose sanction in case of breach of duties. Information contained in this news release is as of the aforementioned
allowed to contact and give investment advice to clients. The SEC has emphasized to all intermediaries to strictly instruct their investment consultants to obtain and compile sufficient information for
both representatives of JKN bondholders, i.e., Daol Securities (Thailand) Public Company Limited and Asia Plus Securities Co., Ltd., the importance of strictly adhering to the governing laws, the
against {X1} Company Limited and strictly instructed the company to improve its compliance with the oversight regulations.The company's offense was liable to violation of Section 113 of the Securities and
consequently criminal punishment. If other actions of POLAR executives are found to be liable to any offence under the Securities and Exchange Act, the SEC shall take legal action strictly in due course
grade, as well as some that remain unrated, on which SEC regulates strictly to protect the investors.Furthermore, the SEC has been closely following the issuing and sale of private bonds. Since June
remained in many aspects. The findings demonstrated that firm leaders should strictly require their staff concentrate on the implementation of the quality control policies effectively and consistently across