& Methodology •Obtaining data since 29 Oct 2012 until 30 Oct 2014 from Data Stream and Set Smart BEFORE AFTER Contract Months 4 quarterly month 3 nearest consecutive months plus 1 quarterly month Strike Price
supervised by a regulator located in a country whose supervisory measures on investment management are recognized by the SEC Office; For the purpose of intermediaries’ compliance with the aforesaid provision
authorised and supervised by the home regulator that is a signatory, and established for offering for sale under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People's
2014 6 TSE vs OSE: Strategic consolidation 7 Importance of study on RTOs • Regulators need to strike balance between investor protection without delineating potential firms to enter the exchanges
Notification shall come into force as from 16 June 2021. Clause 2 In this Notification: “collective investment schemes” means foreign collective investment schemes authorised and supervised by the home regulator
option / หุน้ DTAC - 12/03/2005 premium 2,000 บ. 10% strike price 35 บ. หมายเหตุ : 1/ ข้อมูลธุรกรรม ได้แก่ 2. การซือ้หลักทรัพย์ทีอ่อกใหม่ซึง่บคุคลทีเ่กี่ยวข้องเปน็ผู้จัดจ าหน่ายหลักทรัพย์ดังกล่าว 3. การ
has arranged an efficient disclosure system to ensure that the material information on REIT has been disclosed correctly and completely, and REIT manager has supervised the compliance with such
be classified into 5 aspects, as follows: 7 9.1 Economic/physical aspect, such as, strike of employees or inaccessibility to building or facilities in areas. 9.2 Human resource aspect, such as, loss of
Changes in Computer Systems relating to Trading Services with respect to Derivatives __________________ Clause 27 To ensure that the overall business operation of a derivatives exchange is supervised in an
และมีคูสัญญา เปน Exchange 3.2 กําหนดให กองทุนซื้อสัญญา 250 strike Call Option บนหุน PTT จาํนวน 1,000 สัญญากับ Counterparty คือ ธนาคารAAA โดยที่ มูลคาของสัญญา = 100 หุน วันที่ 1: PTT ปดที่ 245