representative specifying the rights and the duties of the management company and the representative that are not contrary or opposed to the law on securities and exchange and relevant rules issued by virtue of
Clause 15 It shall be deemed to be conflicts of interest where the interest of the following persons are opposed: (1) the interest between a client and an intermediary or its related person; (2) the
_____________________________ Division 1 Types of Conflicts of Interest _____________________________ Clause 15 It shall be deemed to be conflicts of interest where the interest of the following persons is opposed: (1) the
the standard and code of ethics by promoting compliance culture to strengthen confidence of client and the industry. Guidelines 1. The management should arrange to have strategic plan, policy and